DFX Intelligence

T••••• F•••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

T••••• F•••••••• W••••••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO | Chicago, IL

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Search this name across graphsid dfx:ria:edd79450-24f1-e937-4ef5-b93272da1989

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jul 7, 2021	n/a	yes	Chicago, IL\|Lone Tree, CO	Current employment
T•••••••• A•••••••• I•••	Former SEC adviser	Nov 13, 2015	May 11, 2021	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	T•••••••• A•••••••• I•••	Jul 7, 2021	Nov 13, 2015	-2,063	Channel change	Other
T•••••••• A•••••••• I•••	C•••••• S••••• • C••• I•••	May 11, 2021	Jul 7, 2021

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jul 7, 2021 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2013 to Jul 7, 2021factForm ADV
→ T•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2015 to May 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edd79450-24f1-e937-4ef5-b93272da1989
First observed: Dec 23, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.