DFX Intelligence

J•••• E••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J•••• E••• C•••••••••

Advisor at C•••••••

••• Locked

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Search this name across graphsid dfx:ria:edf8d075-bc0e-3f24-7e8b-ddb10ccd5d41

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 30, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Nov 15, 2022	n/a	yes	Wenatchee, WA\|RALEIGH, NC\|Wilmington, NC	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 28, 2016	Oct 28, 2022	no	Wilmington, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	C•••••••	Oct 28, 2022	Nov 15, 2022	18	Firm change	Other
I••••••• P•••••••• I•••	H•••••••• A•••••••• L••	Mar 21, 2017	Oct 28, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
145323:175112:NC:2022-10-28	Oct 28, 2022	Nov 15, 2022	WILMINGTON, NC	Firm change
118472:145323:NC:2017-03-21	Mar 21, 2017	Oct 28, 2016	WILMINGTON, NC	Firm change after gap

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Nov 15, 2022 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 28, 2016 to Oct 28, 2022factForm ADV
→ I••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2014 to Mar 21, 2017factForm ADV
→ E••••• J••••

Dated events

Occurred
Oct 28, 2022
Advisor changed firm
J•••• E••• C••••••••• left H•••••••• A•••••••• L•• for Captrust (registered 2022-11-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edf8d075-bc0e-3f24-7e8b-ddb10ccd5d41
First observed: Sep 17, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.