RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••• C•••••••••
- C••••••• institutional currentsince Nov 15, 2022 · Wenatchee, Wa
- H•••••••• A•••••••• L•• BD affiliatedOct 28, 2016 to Oct 28, 2022 · Wilmington, Nc
- I••••••• P•••••••• I••• formerJul 28, 2014 to Mar 21, 2017 · Wilmington, Nc
- E••••• J•••• national BDSep 17, 2013 to Jul 1, 2014 · Wilmington, Nc
- H•••••••• A•••••••• L•• to C•••••••left Oct 28, 2022, registered Nov 15, 2022 (18 days) · Other · moved with a team
- I••••••• P•••••••• I••• to H•••••••• A•••••••• L••left Mar 21, 2017, registered Oct 28, 2016 (-144 days) · Other · moved with a team
- E••••• J•••• to I••••••• P•••••••• I•••left Jul 1, 2014, registered Jul 28, 2014 (27 days) · Other
- J•••• E••• C••••••••• left H•••••••• A•••••••• L•• for Captrust (registered 2022-11-15)Oct 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address