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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LANIER FINANCIAL GROUP LLC

CRD 152945

ATHENS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee040fe8-6a23-3ebc-3f0c-58cfcdec9e08

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Mar 14, 2024 to Mar 16, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $236MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $222M
Private client RAUM: $221MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $39.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 729
Individual clients: 166
High net worth clients: 74
Custody, client assets: $36.6M
SEC number: 801-129903
CRD: 152945
Filings on the tape: 4
First filed: Mar 14, 2024
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, GA
Website: lanierfinancialgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NATHAN JOHN HRICZO	n/a	ATHENS, GA	11	15	1	no
David Miller	n/a	ATHENS, GA	4	11	n/a	no
LEAH RENEE RUARK	n/a	ATHENS, GA	2	25	1	no
LEWIS LANIER SCRUGGS	n/a	ATHENS, GA	2	28	1	no
Melanie Ann Pozorski	n/a	LEBANON, OH \| ATHENS, GA	2	11	1	no
JASON EDWARD JACOBS	n/a	ATHENS, GA	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HRICZO, NATHAN, JOHN	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	E	yes	08/2009	Mar 14, 2024	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID MILLER	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lebanon	Oh	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$236M	$222M	6	6	2	n/a	n/a
2024	Mar 14, 2025	$208M	$202M	8	8	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$236M	$208M	13.4%	n/a	n/a	6	8	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SYNOVUS SECURITIES, INC.	2	Oct 31, 2023	Oct 19, 2023	COLUMBUS, GA	Team lift out	RIA to RIA	1.1%

Relationships

Registered with (6)

← JASON EDWARD JACOBSAdvisorregistration: current employment
Dec 5, 2024 to presentfactForm ADV
← Melanie Ann PozorskiAdvisorregistration: current employment
Apr 24, 2024 to presentfactForm ADV
← LEWIS LANIER SCRUGGSAdvisorregistration: current employment
Oct 19, 2023 to presentfactForm ADV
← LEAH RENEE RUARKAdvisorregistration: current employment
Oct 18, 2023 to presentfactForm ADV
← David MillerAdvisorregistration: current employment
Apr 27, 2022 to presentfactForm ADV
← NATHAN JOHN HRICZOAdvisorregistration: previous registration
Oct 19, 2011 to Dec 31, 2014factForm ADV

Controls (1)

← HRICZO, NATHAN, JOHNOwnerMANAGING PARTNER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 14, 2024 to Mar 15, 2024factForm ADV

Moved with (1)

← SYNOVUS SECURITIES, INC.Registered adviser2 advisors, team lift out, same day
Oct 31, 2023 to Oct 19, 2023factForm ADV

Dated events

Occurred
Mar 14, 2024
First Form ADV filing
Lanier Financial Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2023
Team lift-out
2 advisors left Synovus Securities, Inc. (Columbus, GA) for Lanier Financial Group LLC on the same day
Form ADVobserved 3 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee040fe8-6a23-3ebc-3f0c-58cfcdec9e08
First observed: Mar 14, 2024
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LANIER FINANCIAL GROUP LLC

CRD 152945

ATHENS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee040fe8-6a23-3ebc-3f0c-58cfcdec9e08

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NATHAN JOHN HRICZO

n/a

ATHENS, GA

David Miller

n/a

ATHENS, GA

n/a

LEAH RENEE RUARK

n/a

ATHENS, GA

LEWIS LANIER SCRUGGS

n/a

ATHENS, GA

Melanie Ann Pozorski

n/a

LEBANON, OH | ATHENS, GA

JASON EDWARD JACOBS

n/a

ATHENS, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HRICZO, NATHAN, JOHN

MANAGING PARTNER/CHIEF COMPLIANCE OFFICER

yes

08/2009

Mar 14, 2024

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID MILLER

n/a

City

State

Country

Employees

Also broker-dealer

Lebanon

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$236M

$222M

n/a

2024

Mar 14, 2025

$208M

$202M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$236M

$208M

13.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SYNOVUS SECURITIES, INC.

Oct 31, 2023

Oct 19, 2023

COLUMBUS, GA

Team lift out

RIA to RIA

1.1%