DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• F•••••••• G•••• L••
Latest filing Mar 16, 2026
First filing on the tape Mar 14, 2024 · 4 filings
SEC status approved since Apr 18, 2024
RAUM
$236M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
93%
$221M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$39.4M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$236M as of Mar 16, 2026
Mar 14, 2025$208M then
HNW client RAUM$166M as of Mar 16, 2026
Mar 14, 2025$134M then
State-registered IARs (5.B.3)6 as of Mar 16, 2026
Mar 14, 20255 then
Employees (5.A)6 as of Mar 16, 2026
Mar 14, 20258 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $39.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $324,007derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $36.6M, 92 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M70%
- Individuals$54.9M23%
- Pension and profit-sharing plans$14.4M6.1%
- Corporations and businesses$877,8960.4%
- Charitable organizations$341,2980.1%
- Individual clients
- 166reported
- HNW clients
- 74reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 729reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $36.6M for 92 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• J••• H••••• | Athens, Ga | Feb 11, 2015 | 15 y | 1 |
| D•••• M••••• | Athens, Ga | Apr 27, 2022 | 11 y | 0 |
| L••• R•••• R•••• | Athens, Ga | Oct 18, 2023 | 25 y | 1 |
| L•••• L••••• S•••••• | Athens, Ga | Oct 19, 2023 | 28 y | 1 |
| M•••••• A•• P••••••• | Lebanon, Oh | Apr 24, 2024 | 11 y | 1 |
| J•••• E••••• J••••• | Athens, Ga | Dec 5, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• A•• P••••••• from T••• I••••••••• A•••••••• L••Apr 24, 2024 · RIA to RIA
- L•••• L••••• S•••••• from S•••••• S••••••••• I•••Oct 19, 2023 · RIA to RIA
- L••• R•••• R•••• from S•••••• S••••••••• I•••Oct 18, 2023 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••••• S••••••••• I•••Oct 31, 2023 · Columbus, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• N•••••• J••• · Managing Partner/Chief Compliance Officercontrolsince 08/2009 · owns 75% or more
Related persons
Schedule D 7.A
- D•••• M•••••investment adviserinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Athens, Ga · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lebanon, OH1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 661 to 729Mar 14, 2025 to Mar 16, 2026
- Advisory employees · 8 to 6Mar 14, 2025 to Mar 16, 2026
- HNW clients · 57 to 74Mar 14, 2025 to Mar 16, 2026
- Individual clients · 181 to 166Mar 14, 2025 to Mar 16, 2026
- Assets in custody · $24.7M to $36.6MMar 14, 2025 to Mar 16, 2026
- Employees · 8 to 6Mar 14, 2025 to Mar 16, 2026
- State-registered IARs · 5 to 6Mar 14, 2025 to Mar 16, 2026
- Discretionary RAUM · $202M to $222MMar 14, 2025 to Mar 16, 2026
- HNW RAUM · $134M to $166MMar 14, 2025 to Mar 16, 2026
- Individual RAUM · $62.7M to $54.9MMar 14, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $6.0M to $14.4MMar 14, 2025 to Mar 16, 2026
- Pension RAUM · $9.9M to $14.4MMar 14, 2025 to Mar 16, 2026
- RAUM · $208M to $236MMar 14, 2025 to Mar 16, 2026
- Accounts · 368 to 661Mar 15, 2024 to Mar 14, 2025
- Advisory employees · 5 to 8Mar 15, 2024 to Mar 14, 2025
- HNW clients · 33 to 57Mar 15, 2024 to Mar 14, 2025
- Individual clients · 101 to 181Mar 15, 2024 to Mar 14, 2025
- Assets in custody · $9.9M to $24.7MMar 15, 2024 to Mar 14, 2025
- Employees · 7 to 8Mar 15, 2024 to Mar 14, 2025
- Financial planning clients · 1-10 to 1-10Mar 15, 2024 to Mar 14, 2025
- Discretionary RAUM · $128M to $202MMar 15, 2024 to Mar 14, 2025
- HNW RAUM · $86.7M to $134MMar 15, 2024 to Mar 14, 2025
- Individual RAUM · $32.4M to $62.7MMar 15, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $0 to $6.0MMar 15, 2024 to Mar 14, 2025
- Pension RAUM · $8.7M to $9.9MMar 15, 2024 to Mar 14, 2025
- RAUM · $128M to $208MMar 15, 2024 to Mar 14, 2025
Signals
2 dated events
- L••••• F•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Mar 14, 2024 · First SEC registration · fact
- 2 advisors left S•••••• S••••••••• I••• (Columbus, GA) for L••••• F•••••••• G•••• L•• on the same dayOct 31, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-669-6792reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 404-882-2628reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/lanier-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-882-2628reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- lanierfinancialgroup.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026