DFX Intelligence

K•• E•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K•• E•••• D••••••

Advisor at A••••••• F••••••••• L•••

SACRAMENTO, CA

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Search this name across graphsid dfx:ria:ee0e2ac7-bf6b-3b13-d0b3-909e6cf583da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Jan 7, 2020	n/a	yes	SACRAMENTO, CA	Current employment
R••	Former SEC adviser	Dec 18, 2017	Jan 7, 2020	no	Grapevine, TX\|ADDISON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••	A••••••• F••••••••• L•••	Jan 7, 2020	Jan 7, 2020	0	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Jan 7, 2020 to presentfactForm ADV
→ R••Registered adviserregistration: previous registration
Dec 18, 2017 to Jan 7, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee0e2ac7-bf6b-3b13-d0b3-909e6cf583da
First observed: Dec 18, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.