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Advisor at RIVER WEALTH MANAGEMENT LLC
MEDINA, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIVER WEALTH MANAGEMENT LLC | State registered | May 4, 2020 | n/a | yes | MEDINA, OH | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Jan 20, 2016 | Jun 1, 2020 | no | Westlake, OH|Independence, OH | Previous registration |
| JK INVESTMENT GROUP, INC. | n/a | Jan 22, 2014 | Jun 30, 2016 | no | CLEVELAND, OH | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Aug 9, 2007 | Apr 7, 2015 | no | INDEPENDENCE, OH|CLEVELAND, OH | Previous registration |
| WATERSTONE FINANCIAL GROUP, INC. | n/a | Aug 29, 2005 | Aug 22, 2006 | no | ELYRIA, OH|WESTLAKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | RIVER WEALTH MANAGEMENT LLC | Jun 1, 2020 | May 4, 2020 | -28 | Firm change | Ibd to state RIA |
| JK INVESTMENT GROUP, INC. | ARBOR POINT ADVISORS | Jun 30, 2016 | Jan 20, 2016 | -162 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | JK INVESTMENT GROUP, INC. | Apr 7, 2015 | Jan 22, 2014 | -440 | Firm change after gap | Other |
| WATERSTONE FINANCIAL GROUP, INC. | SECURITIES AMERICA ADVISORS, INC. | Aug 22, 2006 | Aug 9, 2007 | 352 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:309167:OH:2020-06-01 | Jun 1, 2020 | May 4, 2020 | INDEPENDENCE, OH | Firm change |
| 156406:165127:OH:2016-06-30 | Jun 30, 2016 | Jan 20, 2016 | CLEVELAND, OH | Firm change after gap |