L•••• R•••

Advisor at L•• F•••••••• L••

HAWTHORNE, NY | PARAMUS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee238980-e66a-f7d6-7bca-4b2822e017dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 26, 2025	n/a	yes	PARAMUS, NJ\|HAWTHORNE, NY	Current employment
P•••••• P•••••••• P•••••••• L••	Former SEC adviser	Jan 28, 2016	Apr 8, 2025	no	PARAMUS, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••••• P•••••••• L••	L•• F•••••••• L••	Apr 8, 2025	Mar 26, 2025	-13	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••••• P•••••••• P•••••••• L••	Jun 7, 2013	Jan 28, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
165616:6413:NJ:2025-04-08	Apr 8, 2025	Mar 26, 2025	PARAMUS, NJ	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 26, 2025 to presentfactForm ADV
→ P•••••• P•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2016 to Apr 8, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 7, 2001 to Jun 7, 2013factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee238980-e66a-f7d6-7bca-4b2822e017dd
First observed: Feb 7, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.