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Advisor at FOUNDERS FINANCIAL SECURITIES, LLC
SPARKS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS FINANCIAL SECURITIES, LLC | Independent wealth | Sep 14, 2009 | n/a | yes | SPARKS, MD | Current employment |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Feb 11, 2004 | Sep 21, 2009 | no | HUNT VALLEY, MD|HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEW ENGLAND SECURITIES CORPORATION | FOUNDERS FINANCIAL SECURITIES, LLC | Sep 21, 2009 | Sep 14, 2009 | -7 | Firm change | Other |