DFX Intelligence

W•••••• H• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner34 years in industry

W•••••• H• B••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | BOWLING GREEN, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee28e0ef-a07f-4f71-f512-f117c7d5ca7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 10, 2024	n/a	yes	BOWLING GREEN, KY\|PLYMOUTH, MN	Current employment
L••••••• F•••••••• A•••••••• L••	Former SEC adviser	Jan 2, 2004	Jan 10, 2024	no	BOWLING GREEN, KY\|BOWLING GREEN, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• F•••••••• A•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Jan 10, 2024	Jan 10, 2024	0	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
129435:116407:KY:2024-01-10	Jan 10, 2024	Jan 10, 2024	BOWLING GREEN, KY	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 10, 2024 to presentfactForm ADV
→ L••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2004 to Jan 10, 2024factForm ADV

Dated events

Occurred
Jan 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee28e0ef-a07f-4f71-f512-f117c7d5ca7f
First observed: Jan 2, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.