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L••••••• F•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

L••••••• F•••••••• A•••••••• L••

CRD 129435

BOWLING GREEN, KY

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Search this name across graphsid dfx:ria:e7244c4b-9bc4-6eb9-b029-618c4285027a

Data as of Oct 9, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 7
On other graphs: 0
Observed: Jan 30, 2012 to Oct 9, 2023
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $504MItem 5.F on the latest filing (2023-10-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $439M
Private client RAUM: $477MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• W••••••• H•	Owner	D	yes	10/2019	Jan 30, 2012	Oct 9, 2023
B••••••• W••••••• H•	TREASURER AND SECRETARY	Na	yes	05/2004	Jan 30, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$504M	$481M	4.6%	$367M	11.1%	8	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• E••••••••• A••••••• S•••••••• L••	5	Jan 10, 2024	Jan 10, 2024	BOWLING GREEN, KY	Firm absorbed	RIA to RIA	83.3%

Relationships

Controls (3)

← B••••••• W••••••• H•OwnerOWNER, ownership code D, individual
Jan 30, 2012 to presentfactForm ADV
← M••••• L••••• B••••OwnerOWNER, ownership code D, individual
Jan 30, 2012 to presentfactForm ADV
← L•• P••••••• I•••OwnerMEMBER, ownership code E, domestic entity
Nov 26, 2019 to presentfactForm ADV

Moved with (1)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviser6 advisors, firm absorbed, same day

Dated events

Occurred
Jan 10, 2024
Firm absorbed
L••••••• F•••••••• A•••••••• L••'s advisors moved to W••••• E••••••••• A••••••• S•••••••• L•• (Bowling Green, KY): 6 of 6 registered, on the same day
Form ADVobserved 6 days ago
6 advisors
Occurred
Jan 10, 2024
Advisor changed firm
Casey Tinius left L••••••• F•••••••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-01-03)
Form ADVobserved 6 days ago
Occurred
Jan 10, 2024
Advisor changed firm
Rudy Waterfield Edelen left L••••••• F•••••••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-01-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7244c4b-9bc4-6eb9-b029-618c4285027a
First observed: Jan 30, 2012
Last observed: Oct 9, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.