DFX Intelligence

Data Factory

RIA / WealthAdvisor35 years in industry

JOSEPH L CORBETT

Advisor at SOWELL MANAGEMENT

St Albans, MO | NORTH LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee2edaa4-3dc3-3a9b-c2e7-c28ac61938e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 21, 1991
First registration: Feb 4, 2002
Dual registered: no
Other names: JOSEPH LAURENT CORBETT|JOSEPH L CORBETT
IAPD individual key: 2169882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOWELL MANAGEMENT	Independent wealth	Feb 20, 2026	n/a	yes	NORTH LITTLE ROCK, AR\|St Albans, MO	Current employment
SAX WEALTH ADVISORS, LLC	Independent wealth	Jul 21, 2025	Nov 11, 2025	no	Lakewood Ranch, FL\|PARSIPPANY, NJ	Previous registration
EQUIS GROUP LLC	Former SEC adviser	Sep 21, 2004	Dec 31, 2025	no	TAMPA, FL\|Venice, FL	Previous registration
EQUIS GROUP LLC	Former SEC adviser	Sep 21, 2004	Dec 31, 2005	no	WILDWOOD, MO	Previous registration
Ofs	Former SEC adviser	Feb 4, 2002	Dec 31, 2005	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUIS GROUP LLC	SAX WEALTH ADVISORS, LLC	Dec 31, 2025	Jul 21, 2025	-163	Firm change after gap	Other
SAX WEALTH ADVISORS, LLC	SOWELL MANAGEMENT	Nov 11, 2025	Feb 20, 2026	101	Firm change	RIA to RIA
Ofs	EQUIS GROUP LLC	Dec 31, 2005	Sep 21, 2004	-466	Firm change after gap	Other

Relationships

Registered with (4)

→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Feb 20, 2026 to presentfactForm ADV
→ EQUIS GROUP LLCRegistered adviserregistration: previous registration
Sep 21, 2004 to Dec 31, 2025factForm ADV
→ SAX WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 21, 2025 to Nov 11, 2025factForm ADV
→ OFSRegistered adviserregistration: previous registration
Feb 4, 2002 to Dec 31, 2005factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Joseph L Corbett left Equis Group Llc for Sax Wealth Advisors, Llc (registered 2025-07-21)
Form ADVobserved 4 days ago
Occurred
Nov 11, 2025
Advisor changed firm
Joseph L Corbett left Sax Wealth Advisors, Llc for Sowell Management (registered 2026-02-20)
Form ADVobserved 4 days ago