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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

PICTET ASSET MANAGEMENT (USA) CORP

CRD 306378

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee30d764-a1ea-53b5-e82a-f60c27e6daef

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 0
Observed: Dec 11, 2020 to Jun 25, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.91 institutional_share=0.09 related_bd=true related_bank=true bd_reps=12.0
Regulatory AUM: $382MItem 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $382M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10
SEC number: 801-120136
CRD: 306378
Filings on the tape: 16
First filed: Dec 11, 2020
Latest filed: Jun 25, 2026
Organised: Corporation, DE
Website: am.pictet.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAWTHROW, DAVID, ROBERT	CHIEF COMPLIANCE OFFICER	Na	yes	05/2020	Dec 11, 2020	Mar 22, 2024
DI PATRIZI, LUCA	VICE PRESIDENT AND TREASURER	Na	yes	01/2020	Dec 11, 2020	Mar 22, 2024
DILLON, ELIZABETH, RETTA	CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR	Na	yes	10/2019	Dec 11, 2020	Mar 22, 2024
GULATI, NOBEL, (NMN)	Director	Na	yes	10/2019	Dec 11, 2020	Mar 22, 2024
PICTET & CIE GROUP SCA	Shareholder	E	yes	10/2019	Dec 11, 2020	Mar 22, 2024
PICTET & PARTNERS	Shareholder	E	yes	10/2019	Dec 11, 2020	Mar 22, 2024
PICTET ASSET MANAGEMENT HOLDING SA	Shareholder	E	yes	10/2019	Dec 11, 2020	Mar 22, 2024
PICTET ASSET MANAGEMENT LIMITED	Shareholder	E	yes	10/2019	Dec 11, 2020	Mar 22, 2024
QUINN, NIALL, MICHAEL	Director	Na	yes	10/2019	Dec 11, 2020	Mar 22, 2024
TSCHOPP, NICOLAS, CHRISTIAN	CHIEF LEGAL OFFICER	Na	yes	02/2020	Dec 11, 2020	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PICTET ASSET MANAGEMENT SA	n/a	Asset manager	$331B	N	yes	n/a
PICTET ASSET MANAGEMENT LIMITED	n/a	Asset manager	$24B	Y	no	n/a
PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD	n/a	Asset manager	$3.9B	N	yes	n/a
BANK PICTET & CIE (EUROPE) AG	n/a	n/a	n/a	N	yes	n/a
BANQUE PICTET & CIE SA	n/a	n/a	n/a	N	yes	n/a
PICTET ALTERNATIVE ADVISORS (UK) LTD	n/a	n/a	n/a	N	yes	n/a
PICTET ALTERNATIVE ADVISORS SA	n/a	n/a	n/a	N	yes	n/a
PICTET ASSET MANAGEMENT (EUROPE) SA	n/a	n/a	n/a	N	yes	n/a
PICTET ASSET MANAGEMENT INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$382M	$382M	14	1	n/a	n/a
2024	Mar 31, 2025	$260M	$260M	15	2	n/a	n/a
2023	Mar 22, 2024	$253M	$253M	14	2	n/a	n/a
2022	Mar 23, 2023	$40.5M	$40.5M	13	2	n/a	n/a
2021	Mar 29, 2022	$55.3M	$55.3M	12	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$382M	$260M	47.2%	$40.5M	111.2%	14	15	0	0

Relationships

Affiliated with (6)

← PICTET ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, control
factForm ADV
→ PICTET ASSET MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, control
factForm ADV
→ PICTET ASSET MANAGEMENT SARegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← PICTET ASSET MANAGEMENT SARegistered adviserother investment adviser, bank, common control
factForm ADV
← PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTDRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (10)

← PICTET ASSET MANAGEMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 11, 2020 to Mar 22, 2024factForm ADV
← GULATI, NOBEL, (NMN)OwnerDIRECTOR, ownership code NA, individual
Dec 11, 2020 to Mar 22, 2024factForm ADV
← DILLON, ELIZABETH, RETTAOwnerCHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR, ownership code NA, individual
Dec 11, 2020 to Mar 22, 2024factForm ADV
← CAWTHROW, DAVID, ROBERTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 11, 2020 to Mar 22, 2024factForm ADV
← QUINN, NIALL, MICHAELOwnerDIRECTOR, ownership code NA, individual
Dec 11, 2020 to Mar 22, 2024factForm ADV
← DI PATRIZI, LUCAOwnerVICE PRESIDENT AND TREASURER, ownership code NA, individual
Dec 11, 2020 to Mar 22, 2024factForm ADV
← TSCHOPP, NICOLAS, CHRISTIANOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Dec 11, 2020 to Mar 22, 2024factForm ADV
← PICTET & CIE GROUP SCAOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 11, 2020 to Mar 22, 2024factForm ADV
← PICTET & PARTNERSOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 11, 2020 to Mar 22, 2024factForm ADV
← PICTET ASSET MANAGEMENT HOLDING SAOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 11, 2020 to Mar 22, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Pictet Asset Management (Usa) Corp reported RAUM $382.0M, up 47% from $259.5M (2025-03-31 to 2026-03-30)
Form ADVobserved 4 days ago
$123M
Occurred
Dec 11, 2020
First Form ADV filing
Pictet Asset Management (Usa) Corp filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee30d764-a1ea-53b5-e82a-f60c27e6daef
First observed: Dec 11, 2020
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PICTET ASSET MANAGEMENT (USA) CORP

CRD 306378

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee30d764-a1ea-53b5-e82a-f60c27e6daef

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAWTHROW, DAVID, ROBERT

CHIEF COMPLIANCE OFFICER

yes

05/2020

Dec 11, 2020

Mar 22, 2024

DI PATRIZI, LUCA

VICE PRESIDENT AND TREASURER

yes

01/2020

Dec 11, 2020

Mar 22, 2024

DILLON, ELIZABETH, RETTA

CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR

yes

10/2019

Dec 11, 2020

Mar 22, 2024

GULATI, NOBEL, (NMN)

Director

yes

10/2019

Dec 11, 2020

Mar 22, 2024

PICTET & CIE GROUP SCA

Shareholder

yes

10/2019

Dec 11, 2020

Mar 22, 2024

PICTET & PARTNERS

Shareholder

yes

10/2019

Dec 11, 2020

Mar 22, 2024

PICTET ASSET MANAGEMENT HOLDING SA

Shareholder

yes

10/2019

Dec 11, 2020

Mar 22, 2024

PICTET ASSET MANAGEMENT LIMITED

Shareholder

yes

10/2019

Dec 11, 2020

Mar 22, 2024

QUINN, NIALL, MICHAEL

Director

yes

10/2019

Dec 11, 2020

Mar 22, 2024

TSCHOPP, NICOLAS, CHRISTIAN

CHIEF LEGAL OFFICER

yes

02/2020

Dec 11, 2020

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PICTET ASSET MANAGEMENT SA

n/a

Asset manager

$331B

yes

n/a

PICTET ASSET MANAGEMENT LIMITED

n/a

Asset manager

$24B

n/a

PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD

n/a

Asset manager

$3.9B

yes

n/a

BANK PICTET & CIE (EUROPE) AG

n/a

yes

n/a

BANQUE PICTET & CIE SA

n/a

yes

n/a

PICTET ALTERNATIVE ADVISORS (UK) LTD

n/a

yes

n/a

PICTET ALTERNATIVE ADVISORS SA

n/a

yes

n/a

PICTET ASSET MANAGEMENT (EUROPE) SA

n/a

yes

n/a

PICTET ASSET MANAGEMENT INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$382M

n/a

2024

Mar 31, 2025

$260M

n/a

2023

Mar 22, 2024

$253M

n/a

2022

Mar 23, 2023

$40.5M

n/a

2021

Mar 29, 2022

$55.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$382M

$260M

47.2%

$40.5M

111.2%