DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• A•••• M••••••••• •••• C•••
Latest filing Jun 25, 2026
First filing on the tape Dec 11, 2020 · 16 filings
SEC status approved since Jan 11, 2021
RAUM
$382M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$382M as of Jun 25, 2026
Mar 29, 2022$55.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Mar 29, 20221 then
Employees (5.A)14 as of Jun 25, 2026
Mar 29, 202212 then
Private funds: no history
RAUM +47% over the last fiscal year+111% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$346M91%
- Pension and profit-sharing plans$35.9M9.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.09 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• D••••• R••••• · Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- D• P••••••• L••• · Vice President And Treasurercontrolsince 01/2020 · owns less than 5%
- D•••••• E••••••••• R•••• · Chief Executive Officer, President And Directorcontrolsince 10/2019 · owns less than 5%
- G•••••• N••••• •••• · Directorcontrolsince 10/2019 · owns less than 5%
- Q••••• N••••• M•••••• · Directorcontrolsince 10/2019 · owns less than 5%
- T••••••• N••••••• C•••••••• · Chief Legal Officercontrolsince 02/2020 · owns less than 5%
Entity owners
- P••••• A•••• M••••••••• L•••••• · Shareholderdirect · owns 75% or more
- P••••• • C•• G•••• S•• · Shareholderindirect · owns 75% or more of P••••• A•••• M••••••••• H•••••• S•
- P••••• • P••••••• · Shareholderindirect · owns 75% or more of P••••• • C•• G•••• S••
- P••••• A•••• M••••••••• H•••••• S• · Shareholderindirect · owns 75% or more of P••••• A•••• M••••••••• L••••••
Related persons
Schedule D 7.A
- B••• P••••• • C•• ••••••• A•investment advisercustodiann
- B••••• P••••• • C•• S•broker-dealerinvestment advisertrust companypooled vehicle sponsorn
- P••••• A••••••••• A••••••• ••• L••investment advisern
- P••••• A••••••••• A••••••• S•investment advisern
- P••••• A•••• M••••••••• ••••••• S•investment adviserpooled vehicle sponsorn
- P••••• A•••• M••••••••• ••••••••• P•• L••investment adviserbanknRAUM $3.9B
- P••••• A•••• M••••••••• I•••investment advisern
- P••••• A•••• M••••••••• L••••••investment adviserbankyRAUM $24B
- P••••• A•••• M••••••••• S•investment adviserbankpooled vehicle sponsornRAUM $331B
Advisers that list P••••• A•••• M••••••••• •••• C••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 1 to 2Mar 30, 2026 to May 14, 2026
- Advisory employees · 2 to 1Mar 31, 2025 to Mar 30, 2026
- Accounts · 4 to 10Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 7Mar 31, 2025 to Mar 30, 2026
- Employees · 15 to 14Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $260M to $382MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · unset to 35947415.0Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $260M to $346MMar 31, 2025 to Mar 30, 2026
- RAUM · $260M to $382MMar 31, 2025 to Mar 30, 2026
- Accounts · 3 to 4Mar 22, 2024 to Mar 31, 2025
- BD registered reps · 11 to 12Mar 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 4Mar 22, 2024 to Mar 31, 2025
- Employees · 14 to 15Mar 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $253M to $260MMar 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $253M to $260MMar 22, 2024 to Mar 31, 2025
- RAUM · $253M to $260MMar 22, 2024 to Mar 31, 2025
- Accounts · 1 to 3Nov 3, 2023 to Mar 22, 2024
- BD registered reps · 10 to 11Nov 3, 2023 to Mar 22, 2024
- Pooled vehicle clients · 1 to 3Nov 3, 2023 to Mar 22, 2024
- Employees · 13 to 14Nov 3, 2023 to Mar 22, 2024
- Discretionary RAUM · $40.5M to $253MNov 3, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $40.5M to $253MNov 3, 2023 to Mar 22, 2024
- RAUM · $40.5M to $253MNov 3, 2023 to Mar 22, 2024
- Advisory employees · 1 to 2Mar 29, 2022 to Mar 23, 2023
- Employees · 12 to 13Mar 29, 2022 to Mar 23, 2023
- State-registered IARs · 1 to 0Mar 29, 2022 to Mar 23, 2023
- Discretionary RAUM · $55.3M to $40.5MMar 29, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $55.3M to $40.5MMar 29, 2022 to Mar 23, 2023
- RAUM · $55.3M to $40.5MMar 29, 2022 to Mar 23, 2023
- Advisory employees · 0 to 1Oct 28, 2021 to Mar 29, 2022
- BD registered reps · 11 to 10Oct 28, 2021 to Mar 29, 2022
- Employees · 11 to 12Oct 28, 2021 to Mar 29, 2022
- State-registered IARs · 0 to 1Oct 28, 2021 to Mar 29, 2022
- Discretionary RAUM · $42.3M to $55.3MOct 28, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $42.3M to $55.3MOct 28, 2021 to Mar 29, 2022
- RAUM · $42.3M to $55.3MOct 28, 2021 to Mar 29, 2022
- Accounts · 0 to 1Mar 19, 2021 to May 11, 2021
- Pooled vehicle clients · unset to 1.0Mar 19, 2021 to May 11, 2021
- Discretionary RAUM · $0 to $42.3MMar 19, 2021 to May 11, 2021
Signals
2 dated events
- P••••• A•••• M••••••••• •••• C••• reported RAUM $382.0M, up 47% from $259.5M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P••••• A•••• M••••••••• •••• C••• filed its initial SEC registration (Form ADV)Dec 11, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pictet-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•.p•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1 212 237 3190reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026