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Advisor at ARISTOTLE CAPITAL MANAGEMENT, LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARISTOTLE CAPITAL MANAGEMENT, LLC | Other adviser | Dec 5, 2017 | n/a | yes | LOS ANGELES, CA | Current employment |
| OPPENHEIMER ASSET MANAGEMENT | Bd affiliated wealth | Apr 2, 2003 | Aug 19, 2003 | no | NEW YORK, NY | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Apr 2, 2003 | Aug 19, 2003 | no | LOS ANGELES, CA | Previous registration |
| CIBC WORLD MARKETS CORP. | n/a | Feb 29, 2000 | Apr 14, 2003 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER ASSET MANAGEMENT | ARISTOTLE CAPITAL MANAGEMENT, LLC | Aug 19, 2003 | Dec 5, 2017 | 5,222 | Firm change after gap | Other |
| OPPENHEIMER & CO. INC. | OPPENHEIMER ASSET MANAGEMENT | Aug 19, 2003 | Apr 2, 2003 | -139 | Firm change after gap | Other |
| CIBC WORLD MARKETS CORP. | OPPENHEIMER & CO. INC. | Apr 14, 2003 | Apr 2, 2003 | -12 | Firm change | Other |