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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)19 years in industry

ANDREW RICHARD HAUBER

Advisor at DIVERSIFY ADVISORY SERVICES, LLC

Conshohocken, PA | SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee33f6db-b98e-7ed1-0d8b-ff059cbc6a7c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIVERSIFY ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Sep 12, 2007
First registration: Feb 19, 2008
Dual registered: yes, broker-dealer
Other names: ANDREW HAUBER
IAPD individual key: 5301283

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIVERSIFY ADVISORY SERVICES, LLC	Bd affiliated wealth	Dec 19, 2023	n/a	yes	Conshohocken, PA\|SOUTH JORDAN, UT	Current employment
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Apr 15, 2015	Oct 27, 2022	no	CONSHOHOCKEN, PA\|CONSHOHOCKEN, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 23, 2015	no	NEWTOWN SQUARE, PA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Feb 19, 2008	Jan 2, 2015	no	NEWTOWN SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORNOR, TOWNSEND & KENT, LLC	DIVERSIFY ADVISORY SERVICES, LLC	Oct 27, 2022	Dec 19, 2023	418	Firm change after gap	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	HORNOR, TOWNSEND & KENT, LLC	Mar 23, 2015	Apr 15, 2015	23	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
4031:326060:PA:2022-10-27	Oct 27, 2022	Dec 19, 2023	CONSHOHOCKEN, PA	Firm change after gap
14251:4031:PA:2015-03-23	Mar 23, 2015	Apr 15, 2015	NEWTOWN SQUARE, PA	Firm change

Relationships

Registered with (4)

→ DIVERSIFY ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Dec 19, 2023 to presentfactForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Apr 15, 2015 to Oct 27, 2022factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 23, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 19, 2008 to Jan 2, 2015factForm ADV

Dated events

Occurred
Oct 27, 2022
Advisor changed firm
Andrew Richard Hauber left Hornor, Townsend & Kent, Llc for Diversify Advisory Services, Llc (registered 2023-12-19)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee33f6db-b98e-7ed1-0d8b-ff059cbc6a7c
First observed: Feb 19, 2008
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW RICHARD HAUBER

Advisor at DIVERSIFY ADVISORY SERVICES, LLC

Conshohocken, PA | SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee33f6db-b98e-7ed1-0d8b-ff059cbc6a7c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

DIVERSIFY ADVISORY SERVICES, LLC

Bd affiliated wealth

Dec 19, 2023

n/a

yes

Conshohocken, PA|SOUTH JORDAN, UT

Current employment

HORNOR, TOWNSEND & KENT, LLC

Independent wealth

Apr 15, 2015

Oct 27, 2022

CONSHOHOCKEN, PA|CONSHOHOCKEN, PA

Previous registration

MSI FINANCIAL SERVICES, INC.

Former SEC adviser

Jan 2, 2015

Mar 23, 2015

NEWTOWN SQUARE, PA

Previous registration

NEW ENGLAND SECURITIES CORPORATION

Former SEC adviser

Feb 19, 2008

Jan 2, 2015

NEWTOWN SQUARE, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HORNOR, TOWNSEND & KENT, LLC

DIVERSIFY ADVISORY SERVICES, LLC

Oct 27, 2022

Dec 19, 2023

418

Firm change after gap

Ibd to ibd

MSI FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

Mar 23, 2015

Apr 15, 2015

Firm change

Other

NEW ENGLAND SECURITIES CORPORATION

MSI FINANCIAL SERVICES, INC.

Jan 2, 2015

Bulk transfer

Other

Team

Left

Joined

From

Kind

4031:326060:PA:2022-10-27

Oct 27, 2022

Dec 19, 2023

CONSHOHOCKEN, PA

Firm change after gap

14251:4031:PA:2015-03-23

Mar 23, 2015

Apr 15, 2015

NEWTOWN SQUARE, PA

Firm change