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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JAMES DAVID MCMANUS

Advisor at LPL FINANCIAL LLC

MYRTLE BEACH, SC

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Search this name across graphsid dfx:ria:ee34abda-5023-986d-7feb-ccb0745f8618

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 2, 1995
First registration: Jan 18, 2001
Dual registered: yes, broker-dealer
Other names: JAMES MCMANUS
IAPD individual key: 2637053

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 18, 2016	n/a	yes	MYRTLE BEACH, SC	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 27, 2009	Apr 25, 2014	no	New Haven, CT	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Mar 27, 2009	no	SAINT PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Feb 4, 2004	Jan 2, 2009	no	WALLINGFORD, CT	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 18, 2001	Jan 29, 2004	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Apr 25, 2014	Oct 18, 2016	907	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 27, 2009	Mar 27, 2009	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jan 29, 2004	Feb 4, 2004	6	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 18, 2016 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 27, 2009 to Apr 25, 2014factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Mar 27, 2009factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 4, 2004 to Jan 2, 2009factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 18, 2001 to Jan 29, 2004factForm ADV

Dated events

No dated event names this entity yet.