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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Teresa Ann Magaw

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

San Antonio, TX | Victoria, TX

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Search this name across graphsid dfx:ria:ee39ec30-1c92-1429-2fd9-3d70a5e56549

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 23, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 23, 1991
First registration: Sep 23, 1997
Dual registered: yes, broker-dealer
Other names: THERESA ANN BERNHARD|TERESA ANN BERNHARD|TERESA BERNHARD KEYSER|TERESA BERNHARD KEYSER|TERESA ANN KEYSER|TERESA BERNHARD-MAGAW|Teresa Ann Bernhard
IAPD individual key: 2171189

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 3, 2018	n/a	yes	San Antonio, TX\|Victoria, TX	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	May 4, 2018	Sep 24, 2018	no	Victoria, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 5, 2016	Mar 26, 2018	no	VICTORIA, TX\|VICTORIA, TX	Previous registration
OSAIC FA, INC.	Former SEC adviser	Aug 18, 2014	Feb 11, 2016	no	Victoria, TX\|VICTORIA, TX\|HOUSTON, TX	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Dec 6, 2002	Sep 2, 2014	no	EDNA, TX\|VICTORIA, TX\|YORKTOWN, TX\|CORPUS CHRISTI, TX\|CORPUS CHRISTI, TX\|ARANSAS PASS, TX\|ROCKPORT, TX\|DAYTON, TX\|HOUSTON, TX\|HOUSTON, TX\|VICTORIA, TX\|VICTORIA, TX\|CUERO, TX\|CUERO, TX\|SAN ANTONIO, TX	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 23, 1997	Oct 4, 2002	no	VICTORIA, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2018	Jul 3, 2018	-83	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	INVESTMENT PROFESSIONALS, INC.	Mar 26, 2018	May 4, 2018	39	Firm change	RIA to ibd
OSAIC FA, INC.	LPL FINANCIAL LLC	Feb 11, 2016	Feb 5, 2016	-6	Firm change	Other
INVESTMENT PROFESSIONALS, INC.	OSAIC FA, INC.	Sep 2, 2014	Aug 18, 2014	-15	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	INVESTMENT PROFESSIONALS, INC.	Oct 4, 2002	Dec 6, 2002	63	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 3, 2018 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
May 4, 2018 to Sep 24, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 5, 2016 to Mar 26, 2018factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Aug 18, 2014 to Feb 11, 2016factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 23, 1997 to Oct 4, 2002factForm ADV

Dated events

No dated event names this entity yet.