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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SHAWN A WOODEN

Advisor at ASSOCIATED INVESTOR SERVICES, INC.

Pembroke Pines, FL | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:ee3a3cf1-6db5-0f75-5604-1439c2f5a569

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSOCIATED INVESTOR SERVICES, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: Dec 2, 2005
First registration: Nov 20, 2006
Dual registered: yes, broker-dealer
Other names: SHAWN WOODEN
IAPD individual key: 4988676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Pembroke Pines, FL\|FT. LAUDERDALE, FL	Current employment
ASSOCIATED INVESTOR SERVICES, INC.	State registered	Jan 23, 2020	n/a	yes	FT. LAUDERDALE, FL	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Jun 14, 2024	no	FORT LAUDERDALE, FL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Jan 10, 2020	Jul 17, 2020	no	FORT LAUDERDALE, FL	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 12, 2012	Jan 14, 2020	no	Miramar, FL\|DAVIE, FL\|SUNRISE, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 27, 2009	Dec 6, 2012	no	FORT LAUDERDALE, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 2, 2008	Jan 20, 2009	no	FT. LAUDERDALE, FL\|BOCA RATON, FL\|FORT LAUDERDALE, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 20, 2006	Jun 3, 2008	no	FORT LAUDERDALE, FL\|PLANTATION, FL\|FORT LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	ASSOCIATED INVESTOR SERVICES, INC.	Jul 17, 2020	Jan 23, 2020	-176	Firm change after gap	Ibd to state RIA
PRINCIPAL SECURITIES, INC.	INVESTACORP ADVISORY SERVICES INC	Jan 14, 2020	Jan 10, 2020	-4	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	PRINCIPAL SECURITIES, INC.	Dec 6, 2012	Dec 12, 2012	6	Firm change	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Jan 20, 2009	Jan 27, 2009	7	Firm change	Other
MSI FINANCIAL SERVICES, INC.	EQUITABLE ADVISORS, LLC	Jun 3, 2008	Jun 2, 2008	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109011:133356:FL:2020-07-17	Jul 17, 2020	Jan 23, 2020	FORT LAUDERDALE, FL	Firm change after gap
1137:109011:FL:2020-01-14	Jan 14, 2020	Jan 10, 2020	SUNRISE, FL	Firm change

Relationships

Registered with (7)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ ASSOCIATED INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Jan 23, 2020 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Jun 14, 2024factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jan 10, 2020 to Jul 17, 2020factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 12, 2012 to Jan 14, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 27, 2009 to Dec 6, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 2, 2008 to Jan 20, 2009factForm ADV

Dated events

No dated event names this entity yet.