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Advisor at MARINER
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Feb 26, 2018 | n/a | yes | Cincinnati, OH | Current employment |
| MARINER WEALTH ADVISORS | Former SEC adviser | Feb 20, 2015 | Nov 26, 2018 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS | Mariner | Nov 26, 2018 | Feb 26, 2018 | -273 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165759:140195:OH:2018-11-26 | Nov 26, 2018 | Feb 26, 2018 | CINCINNATI, OH | Firm change after gap |