DFX Intelligence

J••• P•••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

J••• P•••••••• C••••

Advisor at S••••••••• C•••••• P••••••• L••

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:ee40790a-541b-4a27-6076-7e0a115ae35e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 16, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C•••••• P••••••• L••	State registered	Jul 12, 2024	n/a	yes	CHATTANOOGA, TN	Current employment
T••••••• S••••••• A•••••••	Bd affiliated wealth	Sep 29, 2021	Mar 1, 2023	no	INDIANAPOLIS, IN\|Chattanooga, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• S••••••• A•••••••	S••••••••• C•••••• P••••••• L••	Mar 1, 2023	Jul 12, 2024	499	Firm change after gap	Ibd to state RIA
P•••••••• S••••••••• I•••	T••••••• S••••••• A•••••••	Sep 15, 2021	Sep 29, 2021

Relationships

Registered with (7)

→ S••••••••• C•••••• P••••••• L••Registered adviserregistration: current employment
Jul 12, 2024 to presentfactForm ADV
→ T••••••• S••••••• A•••••••Registered adviserregistration: previous registration
Sep 29, 2021 to Mar 1, 2023factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 9, 2018 to Sep 15, 2021factForm ADV
→ M• H••••••• S••••••••• I•••

Dated events

Occurred
Mar 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee40790a-541b-4a27-6076-7e0a115ae35e
First observed: Apr 27, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.