DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEW YORK, NY | NEWPORT NEWS, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 18, 2026 | n/a | yes | NEW YORK, NY|NEWPORT NEWS, VA | Current employment |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Sep 30, 2025 | Sep 11, 2026 | no | FORT WORTH, TX|Chesapeake, VA|Chesapeake, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST COMMAND ADVISORY SERVICES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 11, 2026 | Sep 18, 2026 | 7 | Firm change | Ibd to wirehouse |