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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

HEATHER LEE LEMON

Advisor at MORGAN STANLEY

Colchester, VT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 12, 2001
First registration: Aug 6, 2001
Dual registered: yes, broker-dealer
Other names: HEATHER LYNN FISKE|HEATHER LEE LEMON|HEATHER LEE FISKE
IAPD individual key: 4335558

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	May 12, 2023	n/a	yes	Colchester, VT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 9, 2012	May 18, 2023	no	BURLINGTON, VT	Previous registration
H. BECK, INC.	Former SEC adviser	Jun 24, 2009	Apr 9, 2012	no	SOUTH BURLINGTON, VT	Previous registration
CARNEY ANTELL, LLC	n/a	Jan 30, 2009	Apr 15, 2010	no	SOUTH BURLINGTON, VT	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 6, 2005	Oct 3, 2008	no	ESSEX CENTER, VT\|BURLINGTON, VT	Previous registration
CHITTENDEN SECURITIES, LLC.	n/a	Dec 2, 2003	Mar 25, 2005	no	BURLINGTON, VT	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 6, 2001	May 22, 2003	no	BRATTLEBORO, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MORGAN STANLEY	May 18, 2023	May 12, 2023	-6	Firm change	Ibd to wirehouse
H. BECK, INC.	LPL FINANCIAL LLC	Apr 9, 2012	Apr 9, 2012	0	Firm change	Other
CARNEY ANTELL, LLC	H. BECK, INC.	Apr 15, 2010	Jun 24, 2009	-295	Firm change after gap	Other
CETERA INVESTMENT SERVICES LLC	CARNEY ANTELL, LLC	Oct 3, 2008	Jan 30, 2009	119	Firm change	Other
CHITTENDEN SECURITIES, LLC.	CETERA INVESTMENT SERVICES LLC	Mar 25, 2005	May 6, 2005	42	Firm change	Other
A. G. EDWARDS & SONS, INC.	CHITTENDEN SECURITIES, LLC.	May 22, 2003	Dec 2, 2003	194	Firm change	Other

Relationships

Registered with (7)

→ MORGAN STANLEYRegistered adviserregistration: current employment
May 12, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 9, 2012 to May 18, 2023factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jun 24, 2009 to Apr 9, 2012factForm ADV
→ CARNEY ANTELL, LLCRegistered adviserregistration: previous registration
Jan 30, 2009 to Apr 15, 2010factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 6, 2005 to Oct 3, 2008factForm ADV
→ CHITTENDEN SECURITIES, LLC.Registered adviserregistration: previous registration
Dec 2, 2003 to Mar 25, 2005factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 6, 2001 to May 22, 2003factForm ADV

Dated events

Occurred
May 18, 2023
Advisor changed firm
Heather Lee Lemon left Lpl Financial Llc for Morgan Stanley (registered 2023-05-12)
Form ADVobserved 4 days ago