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Advisor at CHARLES SCHWAB & CO., INC.
Richfield, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 10, 2008 | n/a | yes | Richfield, OH | Current employment |
| QUALITY BENEFITS AGENCY | n/a | Nov 29, 2006 | Aug 6, 2007 | no | BROOKLYN HEIGHTS, OH | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Oct 5, 2004 | Feb 1, 2006 | no | Orange Village, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUALITY BENEFITS AGENCY | CHARLES SCHWAB & CO., INC. | Aug 6, 2007 | Jan 10, 2008 | 157 | Firm change | Other |
| TD AMERITRADE, INC. | QUALITY BENEFITS AGENCY | Feb 1, 2006 | Nov 29, 2006 | 301 | Firm change | Other |