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Advisor at VANGUARD ADVISERS, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 23, 2021 | n/a | yes | CHARLOTTE, NC | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 17, 2019 | Jun 18, 2021 | no | BRENTWOOD, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 31, 2017 | May 9, 2019 | no | BRISTOL, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | VANGUARD ADVISERS, INC. | Jun 18, 2021 | Aug 23, 2021 | 66 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VALIC FINANCIAL ADVISORS, INC. | May 9, 2019 | Jun 17, 2019 | 39 | Firm change | Wirehouse to ibd |