DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ODETTE ADVISORS, LLC

CRD 171231

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee6b9eae-61e4-bba4-add7-cf39e9eedeae

Data as of May 21, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 21, 2014 to May 21, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 0
SEC number: 801-79827
CRD: 171231
Filings on the tape: 1
First filed: May 21, 2014
Latest filed: May 21, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLOOD, KEITH, OWEN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2014	May 21, 2014	May 21, 2014
INTERIM HOLDINGS, LLC	Member	E	yes	03/2014	May 21, 2014	May 21, 2014
PKS HOLDINGS, LLC	MANAGING MEMBER	E	yes	04/2013	May 21, 2014	May 21, 2014
PRO TEM HOLDINGS, LLC	Manager	Na	yes	03/2014	May 21, 2014	May 21, 2014
PURCELL, JOHN, PETER	Member	C	yes	12/1995	May 21, 2014	May 21, 2014
STAFF, MICHAEL, THEODORE	Member	C	yes	12/1995	May 21, 2014	May 21, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PKS ADVISORY SERVICES, LLC	n/a	Independent wealth	$1.1B	N	yes	n/a
PKS FINANCIAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
PURSHE KAPLAN STERLING INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (1)

→ PKS ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← PURCELL, JOHN, PETEROwnerMEMBER, ownership code C, individual
May 21, 2014 to presentfactForm ADV
← FLOOD, KEITH, OWENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 21, 2014 to presentfactForm ADV
← STAFF, MICHAEL, THEODOREOwnerMEMBER, ownership code C, individual
May 21, 2014 to presentfactForm ADV
← INTERIM HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
May 21, 2014 to presentfactForm ADV
← PKS HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
May 21, 2014 to presentfactForm ADV
← PRO TEM HOLDINGS, LLCOwnerMANAGER, ownership code NA, domestic entity
May 21, 2014 to presentfactForm ADV

Dated events

Occurred
May 21, 2014
First Form ADV filing
Odette Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee6b9eae-61e4-bba4-add7-cf39e9eedeae
First observed: May 21, 2014
Last observed: May 21, 2014 150 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ODETTE ADVISORS, LLC

CRD 171231

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee6b9eae-61e4-bba4-add7-cf39e9eedeae

Data as of May 21, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLOOD, KEITH, OWEN

CHIEF COMPLIANCE OFFICER

yes

03/2014

May 21, 2014

INTERIM HOLDINGS, LLC

Member

yes

03/2014

May 21, 2014

PKS HOLDINGS, LLC

MANAGING MEMBER

yes

04/2013

May 21, 2014

PRO TEM HOLDINGS, LLC

Manager

yes

03/2014

May 21, 2014

PURCELL, JOHN, PETER

Member

yes

12/1995

May 21, 2014

STAFF, MICHAEL, THEODORE

Member

yes

12/1995

May 21, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PKS ADVISORY SERVICES, LLC

n/a

Independent wealth

$1.1B

yes

n/a

PKS FINANCIAL SERVICES, INC.

n/a

yes

n/a

PURSHE KAPLAN STERLING INVESTMENTS, INC.

n/a

yes

n/a