R••• P• M•••••

Advisor at L•• F•••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:ee6f9441-376f-34ad-f8a1-eca22908eb33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 4, 2022	n/a	yes	DENVER, CO	Current employment
R••• F•••••••• I•••	Former SEC adviser	Jul 2, 2019	Feb 1, 2022	no	DENVER, CO\|DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• F•••••••• I•••	L•• F•••••••• L••	Feb 1, 2022	Feb 4, 2022	3	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R••• F•••••••• I•••	Jul 1, 2019	Jul 2, 2019

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 4, 2022 to presentfactForm ADV
→ R••• F•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2019 to Feb 1, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 22, 2013 to Jul 1, 2019factForm ADV

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee6f9441-376f-34ad-f8a1-eca22908eb33
First observed: Mar 22, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.