DFX Intelligence

A••••• N••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

A••••• N••••• M•••••

Advisor at E••••• J••••

GRANTS PASS, OR

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Search this name across graphsid dfx:ria:ee791b43-f772-1ddb-07d9-8119aced8ce0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Mar 14, 2023	n/a	yes	GRANTS PASS, OR	Current employment
E••••• J••••	National bd RIA	May 16, 2022	Jan 6, 2023	no	ST LOUIS, MO\|CENTRAL POINT, OR\|ROGUE RIVER, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	E••••• J••••	May 16, 2022	May 16, 2022	0	Firm change	Ibd to ibd
S•••••• P••••••• I••••••••• S••••••••• L••	F•• S••••••••• C•••••••••	Aug 28, 2020	Aug 28, 2020

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: previous registration
May 16, 2022 to Jan 6, 2023factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 28, 2020 to May 16, 2022factForm ADV
→ S•••••• P••••••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2018 to Aug 28, 2020factForm ADV

Dated events

Occurred
May 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee791b43-f772-1ddb-07d9-8119aced8ce0
First observed: Aug 27, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.