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Advisor at ALTITUDE CAPITAL MANAGEMENT LLC
TACOMA, WA | DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTITUDE CAPITAL MANAGEMENT LLC | Independent wealth | Oct 24, 2024 | n/a | yes | TACOMA, WA|DES MOINES, IA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Apr 25, 2022 | Feb 7, 2023 | no | BELLEVUE, WA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 18, 2020 | Apr 22, 2022 | no | RENTON, WA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Dec 10, 2015 | Nov 23, 2020 | no | LAS VEGAS, NV|Las Vegas, NV|Reno, NV|Las Vegas, NV|Las Vegas, NV|Reno, NV|PORT ORCHARD, WA|POULSBO, WA|BELFAIR, WA|SHELTON, WA|SAN DIEGO, CA|PORT TOWNSEND, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 29, 2015 | Dec 15, 2015 | no | HENDERSON, NV|HENDERSON, NV | Previous registration |
| LEGEND ADVISORY, LLC | Former SEC adviser | May 28, 2013 | Jan 2, 2015 | no | LAS VEGAS, NV|PALM BEACH GARDENS, FL | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 5, 2010 | May 30, 2013 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | ALTITUDE CAPITAL MANAGEMENT LLC | Feb 7, 2023 | Oct 24, 2024 | 625 | Firm change after gap | Ibd to new firm |
| CETERA INVESTMENT ADVISERS LLC | EQUITABLE ADVISORS, LLC | Apr 22, 2022 | Apr 25, 2022 | 3 | Firm change | Ibd to ibd |
| CUSO FINANCIAL SERVICES, L.P. | CETERA INVESTMENT ADVISERS LLC | Nov 23, 2020 | Dec 18, 2020 | 25 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CUSO FINANCIAL SERVICES, L.P. | Dec 15, 2015 | Dec 10, 2015 | -5 | Firm change | Other |
| LEGEND ADVISORY, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 2, 2015 | Jan 29, 2015 | 27 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | LEGEND ADVISORY, LLC | May 30, 2013 | May 28, 2013 | -2 | Firm change | Other |