DFX Intelligence

M••••• S•••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

M••••• S•••• E••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Portsmouth, NH

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Search this name across graphsid dfx:ria:ee8ba071-86c1-422c-218c-999a1aaf5c20

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jun 12, 2026	n/a	yes	Portsmouth, NH\|NEW ORLEANS, LA	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Feb 24, 2014	Jun 9, 2026	no	ANDOVER, MA\|WALTHAM, MA\|Candia, NH\|Portsmouth, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	N•••••• A•••••••	Jun 9, 2026	Jun 12, 2026	3	Firm change	Ibd to ibd
N••••••••• M••••• I••••••••• S•••••••••	A••••• A•• P••••••• S•••••••	Feb 5, 2014	Feb 24, 2014

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jun 12, 2026 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Feb 24, 2014 to Jun 9, 2026factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 22, 2013 to Feb 5, 2014factForm ADV

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee8ba071-86c1-422c-218c-999a1aaf5c20
First observed: Aug 22, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.