This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PROVENANCE WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 19, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

21derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

12

Exams

S65|S63

First exam

Jun 19, 1997

First registration

Jun 1, 1998

Dual registered

yes, broker-dealer

IAPD individual key

2890836

• Occurred

  Aug 25, 2023
  Advisor departed, no destination yet

  Brendan Thomas Hayes no longer registered at Raymond James Financial Services Advisors, Inc; no later IA registration on IAPD

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ee940645-e99b-fce1-ab23-094e6b17c058

First observed

Jun 1, 1998

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.