DFX Intelligence

C••••••••• C•••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

C••••••••• C•••••• L••

Advisor at E••••• J••••

AIEA, HI

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Search this name across graphsid dfx:ria:ee95695b-9db5-8900-2023-09822a5fab24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 4, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Sep 24, 2010	n/a	yes	AIEA, HI	Current employment
U•••• F•••••••• S••••••• G••••• I•••	n/a	Jul 30, 2009	Sep 21, 2010	no	HONOLULU, HI\|HONOLULU, HI\|KAILUA, HI\|HONOLULU, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• S••••••• G••••• I•••	E••••• J••••	Sep 21, 2010	Sep 24, 2010	3	Firm change	Other
N••••••••• M••••• I••••••••• S•••••••••	U•••• F•••••••• S••••••• G••••• I•••	Jul 22, 2009	Jul 30, 2009

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Sep 24, 2010 to presentfactForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 30, 2009 to Sep 21, 2010factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 13, 2009 to Jul 22, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee95695b-9db5-8900-2023-09822a5fab24
First observed: Jul 13, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.