C••••••••• C•••••• L••

E••••• J••••national BDAiea, Hidual registrantIAPD 5171021

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••••••• C• L•••••••• L••

At current firm

15 y

since Sep 24, 2010

In the industry

18 y

since Oct 4, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Sep 24, 2010 · Aiea, Hi
U•••• F•••••••• S••••••• G••••• I••• unclassified
Jul 30, 2009 to Sep 21, 2010 · Honolulu, Hi
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jul 13, 2009 to Jul 22, 2009 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

U•••• F•••••••• S••••••• G••••• I••• to E••••• J••••
left Sep 21, 2010, registered Sep 24, 2010 (3 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to U•••• F•••••••• S••••••• G••••• I•••
left Jul 22, 2009, registered Jul 30, 2009 (8 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address