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S••••• A••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

S••••• A••••• L••

Advisor at C•••••• A•••• M••••••••• L••

San Francisco, CA | CHICAGO, IL

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Search this name across graphsid dfx:ria:ee965d6a-91b1-68a4-8294-e187342b1f1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Apr 21, 2017 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• A••••• L••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

S••••• A••••• L••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	May 1, 2019	n/a	yes	CHICAGO, IL\|San Francisco, CA	Current employment
C•••••• W••••• A•••••••	Former SEC adviser	Apr 21, 2017	May 17, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• A•••••••	C•••••• A•••• M••••••••• L••	May 17, 2019	May 1, 2019	-16	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132498:288566:CA:2019-05-17	May 17, 2019	May 1, 2019	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
May 1, 2019 to presentfactForm ADV
→ C•••••• W••••• A•••••••Registered adviserregistration: previous registration
Apr 21, 2017 to May 17, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee965d6a-91b1-68a4-8294-e187342b1f1b
First observed: Apr 21, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.