DFX Intelligence
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Reading the graph
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C•••••• W••••• A••••••• LLC, CRD 132498
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C•••••• D••••••• E••••• A••••• L• | Hedge Fund | $8.8M | Jul 18, 2018 | 7 | Mar 30, 2012 | reported | 021-214315 |
| C•••••• A••••••••• F•••• I•• L• | Private Equity Fund | $7.6M | Mar 31, 2017 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• V••••••• A•••••• | PRINCIPAL, CHIEF FINANCIAL OFFICER | B | yes | 04/2005 | Mar 30, 2012 | Mar 29, 2019 |
| L••• S•••••• A••••• | PRINCIPAL, CHIEF OPERATING OFFICER | Na | yes | 11/2011 | Mar 31, 2017 | Mar 29, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•••••••• I••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $576M | $714M | -19.3% | $1.2B | -22.3% | 8 | 11 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••• A•••• M••••••••• L•• | 2 | May 17, 2019 | May 14, 2021 | SAN FRANCISCO, CA | Team lift out | RIA to RIA | 100.0% |
| 21 |
| Mar 30, 2012 |
| dropped |
| 021-176276 |
| C•••••• D••••••• E••••• A•••• I•• L• | Private Equity Fund | $7.1M | Apr 5, 2012 | 52 | Mar 30, 2012 | dropped | 021-176280 |
| C•••••• N•••••• R•••••••• I••••••••• F•••• I•• L••• | Hedge Fund | $5.5M | Mar 31, 2017 | 12 | Mar 31, 2015 | dropped | 021-236990 |
| C•••••• I•••• E••••• F••• L•• V•• I•• L••• | Hedge Fund | $4.7M | Mar 31, 2017 | 10 | Mar 30, 2016 | dropped | 021-259054 |
| C•••••• N•••••• R•••••••• I••••••••• F•••• I••• L• | Hedge Fund | $3.5M | Mar 31, 2017 | 9 | Mar 31, 2014 | dropped | 021-214276 |
| C•••••• D••• I••••••••• F•••• L•• V••• L• | Liquidity Fund | $2.8M | Mar 31, 2017 | 7 | Mar 30, 2012 | dropped | 021-213909 |
| C•••••• R••• E••••• P••••••• I••• L••• | Real Estate Fund | $2.4M | Jul 18, 2018 | 9 | Mar 30, 2012 | reported | 021-136682 |
| C•••••• R••• E••••• P••••••• I• L••• | Real Estate Fund | $499,247 | Mar 31, 2017 | 9 | Mar 30, 2012 | dropped | 021-176283 |
| CHIEF COMPLIANCE OFFICER & CO-CHIEF INVESTMENT OFFICER |
| A |
| yes |
| 09/2011 |
| Mar 30, 2016 |
| Mar 29, 2019 |
| Y••••• B••••••• H•••• | PRINCIPAL, MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | D | yes | 09/2004 | Mar 30, 2012 | Mar 29, 2019 |
| $576M |
| $397M |
| 8 |
| 4 |
| 0 |
| 23 |
| $227M |
| 2017 | Mar 30, 2018 | $714M | $502M | 11 | 5 | 0 | 24 | $309M |
| 2016 | Mar 31, 2017 | $1.2B | $1.1B | 12 | 5 | n/a | 30 | $393M |
| 2015 | Mar 30, 2016 | $1.2B | $1.1B | 15 | 6 | n/a | 28 | $448M |
| 2014 | Mar 31, 2015 | $1.3B | $1.1B | 14 | 6 | n/a | 25 | $487M |
| 2013 | Mar 31, 2014 | $950M | $731M | 13 | 6 | n/a | 23 | $421M |
| 2012 | Apr 1, 2013 | $845M | $646M | 12 | 6 | n/a | 19 | $349M |
| 2011 | Mar 30, 2012 | $642M | $538M | n/a | n/a | n/a | 17 | $308M |