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Advisor at OSAIC WEALTH, INC.
SPARTA, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | SPARTA, NJ | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 20, 2022 | Nov 3, 2023 | no | SPARTA, NJ|SPARTA, NJ|ORCHARD PARK, NY | Previous registration |
| WORLD ADVISORY SERVICES | Former SEC adviser | Dec 14, 2022 | Dec 21, 2022 | no | BAYONNE, NJ | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 3, 2008 | Dec 13, 2022 | no | SPARTA, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| WORLD ADVISORY SERVICES | FSC SECURITIES CORPORATION | Dec 21, 2022 | Dec 20, 2022 | -1 | Firm change | Ibd to ibd |
| FSC SECURITIES CORPORATION | WORLD ADVISORY SERVICES | Dec 13, 2022 | Dec 14, 2022 | 1 | Firm change | Ibd to ibd |