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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Montvale, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Aug 19, 2026 | n/a | yes | Montvale, NJ|GREENWOOD VILLAGE, CO | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Apr 2, 2026 | Jul 15, 2026 | no | West Caldwell, NJ | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2024 | Dec 16, 2025 | no | Fairfield, NJ|Montvale, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 4, 2022 | Feb 2, 2024 | no | WOODBRIDGE, NJ | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Mar 8, 2022 | Nov 21, 2022 | no | Paramus, NJ | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 5, 2021 | Feb 25, 2022 | no | PEARL RIVER, NY | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jun 15, 2020 | Jan 4, 2021 | no | PARAMUS, NJ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 25, 2013 | Mar 12, 2014 | no | EAST HANOVER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | EMPOWER ADVISORY GROUP, LLC | Jul 15, 2026 | Aug 19, 2026 | 35 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Dec 16, 2025 | Apr 2, 2026 | 107 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | MML INVESTORS SERVICES, LLC | Feb 2, 2024 | Mar 25, 2024 | 52 | Firm change | Ibd to ibd |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | EQUITABLE ADVISORS, LLC | Nov 21, 2022 | Nov 4, 2022 | -17 | Firm change | RIA to ibd |
| CETERA INVESTMENT ADVISERS LLC | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Feb 25, 2022 | Mar 8, 2022 | 11 | Firm change | Other |
| OSAIC FA, INC. | CETERA INVESTMENT ADVISERS LLC | Jan 4, 2021 | Jan 5, 2021 | 1 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | OSAIC FA, INC. | Mar 12, 2014 | Jun 15, 2020 | 2,287 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:10409:NJ:2024-02-02 | Feb 2, 2024 | Mar 25, 2024 | WOODBRIDGE, NJ | Firm change |