DFX Intelligence

L•••• N••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

L•••• N••••••• P•••••

Advisor at C••••• F•••••••• S••••••••• I•••

ATHENS, GA

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Search this name across graphsid dfx:ria:eeb3664f-b97f-b84b-df16-908682d3ae22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• S••••••••• I•••	Independent wealth	Jun 23, 2011	n/a	yes	ATHENS, GA	Current employment
O•••• F•• I•••	Former SEC adviser	Aug 22, 2007	Apr 25, 2011	no	ATHENS, GA\|ATHENS, GA\|ATHENS, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	C••••• F•••••••• S••••••••• I•••	Apr 25, 2011	Jun 23, 2011	59	Firm change	Other
S••••••• I••••••••• I•••	O•••• F•• I•••	Jul 27, 2007	Aug 22, 2007

Relationships

Registered with (3)

→ C••••• F•••••••• S••••••••• I•••Registered adviserregistration: current employment
Jun 23, 2011 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Aug 22, 2007 to Apr 25, 2011factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 21, 2006 to Jul 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eeb3664f-b97f-b84b-df16-908682d3ae22
First observed: Sep 21, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.