RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• N••••••• P•••••
- C••••• F•••••••• S••••••••• I••• independent RIA currentsince Jun 23, 2011 · Athens, Ga
- O•••• F•• I••• formerAug 22, 2007 to Apr 25, 2011 · Athens, Ga
- S••••••• I••••••••• I••• formerSep 21, 2006 to Jul 27, 2007 · Ridgeland, Ms
- O•••• F•• I••• to C••••• F•••••••• S••••••••• I•••left Apr 25, 2011, registered Jun 23, 2011 (59 days) · Other
- S••••••• I••••••••• I••• to O•••• F•• I•••left Jul 27, 2007, registered Aug 22, 2007 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address