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Advisor at ROCKEFELLER CAPITAL MANAGEMENT
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Apr 1, 2019 | n/a | yes | ATLANTA, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 13, 2007 | Jan 22, 2019 | no | ATLANTA, GA | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Jul 30, 2004 | Nov 22, 2006 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROCKEFELLER CAPITAL MANAGEMENT | Jan 22, 2019 | Apr 1, 2019 | 69 | Firm change | Wirehouse to RIA |
| DEUTSCHE BANK SECURITIES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 22, 2006 | Nov 13, 2007 | 356 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:291361:GA:2019-01-22 | Jan 22, 2019 | Apr 1, 2019 | ATLANTA, GA | Firm change |