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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

VANESSA M MASON

Advisor at LPL FINANCIAL LLC

FOUNTAIN HILLS, AZ | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:eed4e10f-33a8-ad9f-8765-4ec04732b96f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jun 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 26, 2007
First registration: Jun 29, 2009
Dual registered: yes, broker-dealer
Other names: VANESSA MANDEIRO MASON|VANESSA MASON
IAPD individual key: 4008016

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 14, 2023	n/a	yes	FOUNTAIN HILLS, AZ\|SAN DIEGO, CA	Current employment
MSH CAPITAL ADVISORS LLC	Independent wealth	Aug 4, 2022	Jun 9, 2023	no	SCOTTSDALE, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 1, 2021	Jun 10, 2022	no	BURNET, TX	Previous registration
COMERICA SECURITIES	Former SEC adviser	Apr 29, 2020	Jun 29, 2021	no	AUSTIN, TX	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 11, 2019	May 7, 2020	no	AUSTIN, TX	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 25, 2017	Feb 12, 2019	no	Farmington, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 8, 2012	Oct 26, 2017	no	FARMINGTON, CT\|HARTFORD, CT	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Oct 5, 2010	Sep 28, 2012	no	SAN ANTONIO, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 29, 2009	Aug 27, 2010	no	PHOENIX, AZ\|SAN FRANCISCO, CA\|PHOENIX, AZ\|Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSH CAPITAL ADVISORS LLC	LPL FINANCIAL LLC	Jun 9, 2023	Jul 14, 2023	35	Firm change	RIA to ibd
LPL FINANCIAL LLC	MSH CAPITAL ADVISORS LLC	Jun 10, 2022	Aug 4, 2022	55	Firm change	RIA to RIA
COMERICA SECURITIES	LPL FINANCIAL LLC	Jun 29, 2021	Jul 1, 2021	2	Firm change	Other
KESTRA ADVISORY SERVICES, LLC	COMERICA SECURITIES	May 7, 2020	Apr 29, 2020	-8	Firm change	Other
RBC CAPITAL MARKETS, LLC	KESTRA ADVISORY SERVICES, LLC	Feb 12, 2019	Feb 11, 2019	-1	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Oct 26, 2017	Oct 25, 2017	-1	Firm change	Wirehouse to ibd
USAA INVESTMENT SERVICES COMPANY	WELLS FARGO ADVISORS	Sep 28, 2012	Nov 8, 2012	41	Firm change	Other
CHARLES SCHWAB & CO., INC.	USAA INVESTMENT SERVICES COMPANY	Aug 27, 2010	Oct 5, 2010	39	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:31194:CT:2017-10-26	Oct 26, 2017	Oct 25, 2017	HARTFORD, CT	Firm change

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 1, 2021 to Jun 10, 2022factForm ADV
→ MSH CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Aug 4, 2022 to Jun 9, 2023factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Apr 29, 2020 to Jun 29, 2021factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 11, 2019 to May 7, 2020factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 25, 2017 to Feb 12, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 8, 2012 to Oct 26, 2017factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Oct 5, 2010 to Sep 28, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 29, 2009 to Aug 27, 2010factForm ADV

Dated events

Occurred
Jun 9, 2023
Advisor changed firm
Vanessa M Mason left Msh Capital Advisors Llc for Lpl Financial Llc (registered 2023-07-14)
Form ADVobserved 6 days ago
Occurred
Jun 10, 2022
Advisor changed firm
Vanessa M Mason left Lpl Financial Llc for Msh Capital Advisors Llc (registered 2022-08-04)
Form ADVobserved 6 days ago