DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• M• M••••

L•• F•••••••• L••BD affiliatedFountain Hills, Az dual registrantIAPD 4008016

Feed of 09/14/2026

Also filed as V•••••• Mandeiro M••••

At current firm

3 y

since Jul 14, 2023

In the industry

19 y

since Mar 26, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 14, 2023 · Fountain Hills, Az
M•• C•••••• A••••••• L•• independent RIA
Aug 4, 2022 to Jun 9, 2023 · Scottsdale, Az
L•• F•••••••• L•• BD affiliated
Jul 1, 2021 to Jun 10, 2022 · Burnet, Tx
C••••••• S••••••••• former
Apr 29, 2020 to Jun 29, 2021 · Austin, Tx
K••••• A••••••• S•••••••• L•• BD affiliated
Feb 11, 2019 to May 7, 2020 · Austin, Tx
R•• C•••••• M••••••• L•• national BD
Oct 25, 2017 to Feb 12, 2019 · Farmington, Ct
W•••• F•••• A••••••• wirehouse
Nov 8, 2012 to Oct 26, 2017 · Farmington, Ct
U••• I••••••••• S••••••• C•••••• no RAUM
Oct 5, 2010 to Sep 28, 2012 · San Antonio, Tx
C•••••• S••••• • C••• I••• national BD
Jun 29, 2009 to Aug 27, 2010 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

M•• C•••••• A••••••• L•• to L•• F•••••••• L••
left Jun 9, 2023, registered Jul 14, 2023 (35 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to M•• C•••••• A••••••• L••
left Jun 10, 2022, registered Aug 4, 2022 (55 days) · RIA to RIA
C••••••• S••••••••• to L•• F•••••••• L••
left Jun 29, 2021, registered Jul 1, 2021 (2 days) · Other
K••••• A••••••• S•••••••• L•• to C••••••• S•••••••••
left May 7, 2020, registered Apr 29, 2020 (-8 days) · Other
R•• C•••••• M••••••• L•• to K••••• A••••••• S•••••••• L••
left Feb 12, 2019, registered Feb 11, 2019 (-1 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
left Oct 26, 2017, registered Oct 25, 2017 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U••• I••••••••• S••••••• C•••••• to W•••• F•••• A•••••••
left Sep 28, 2012, registered Nov 8, 2012 (41 days) · Other
C•••••• S••••• • C••• I••• to U••• I••••••••• S••••••• C••••••
left Aug 27, 2010, registered Oct 5, 2010 (39 days) · Other

Signals

V•••••• M• M•••• left M•• C•••••• A••••••• L•• for L•• F•••••••• L•• (registered 2023-07-14)
Jun 9, 2023 · Advisor changed firm · fact
V•••••• M• M•••• left L•• F•••••••• L•• for M•• C•••••• A••••••• L•• (registered 2022-08-04)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address