This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CWM, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 12, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65

First exam

Jul 12, 1993

First registration

Nov 24, 1998

Dual registered

no

Other names

DAWN MORLEY

IAPD individual key

2378498

• Occurred

  Mar 23, 2026
  Advisor changed firm

  Dawn Ellen Morley left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-14)

  Form ADVobserved 4 days ago
• Occurred

  Jun 2, 2025
  Advisor changed firm

  Dawn Ellen Morley left Axia Advisory for Total Wealth Planning, Llc (registered 2025-05-30)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eedde05a-70b2-7dd3-4710-be7b7bec2fcb

First observed

Nov 24, 1998

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.