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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

AXIA ADVISORY

AXIA ADVISORY, LLC, CRD 107571

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:7cb28abb-f3f2-0f21-6dd5-cbc4b6aae2f3

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 1
Observed: Mar 27, 2012 to May 7, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Axia Advisory Corporation

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.1 fund_share=0.17 institutional_share=0.73 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-05-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $191MderivedItem 5.D individuals plus high net worth individuals
Private client share: 10%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $470Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 128
Individual clients: 51
High net worth clients: 40
SEC number: 801-42110
CRD: 107571
Filings on the tape: 30
First filed: Mar 27, 2012
Latest filed: May 7, 2026
Organised: Limited Liability Company, DE
Website: axiaadvisory.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEITH LAWRENCE SHADRICK	n/a	INDIANAPOLIS, IN	27	38	n/a	no
LAURA MAXWELL PERRY	n/a	INDIANAPOLIS, IN	21	34	n/a	no
ROBYN D. SHELLEY	n/a	INDIANAPOLIS, IN	20	20	n/a	no
ERIK ANSON LEIGHTON	n/a	INDIANAPOLIS, IN	9	25	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHADRICK, KEITH, LAWRENCE	President	E	yes	06/1992	Mar 27, 2012	Mar 15, 2024
PERRY, LAURA, MAXWELL	CHIEF COMPLIANCE OFFICER	Na	no	09/2004	Mar 27, 2012	Mar 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$1.9B	$1.0B	4	4	0	n/a	n/a
2024	Mar 18, 2025	$1.8B	$1.1B	6	6	0	n/a	n/a
2023	Mar 15, 2024	$1.5B	$986M	6	6	0	n/a	n/a
2022	Mar 23, 2023	$1.3B	$798M	6	6	0	n/a	n/a
2021	Mar 28, 2022	$1.4B	$703M	5	5	0	n/a	n/a
2020	Mar 29, 2021	$1.3B	$621M	6	6	0	n/a	n/a
2019	Mar 25, 2020	$1.3B	$541M	6	6	0	n/a	n/a
2018	Mar 27, 2019	$1.1B	$448M	6	6	0	n/a	n/a
2017	Mar 31, 2018	$1.2B	$478M	7	7	0	n/a	n/a
2016	Mar 23, 2017	$1.3B	$866M	7	6	n/a	n/a	n/a
2015	Mar 25, 2016	$1.1B	$822M	7	6	n/a	n/a	n/a
2014	Mar 25, 2015	$1.2B	$624M	7	6	n/a	n/a	n/a
2013	Mar 25, 2014	$1.1B	$377M	6	5	n/a	n/a	n/a
2012	Apr 1, 2013	$790M	$246M	6	5	n/a	n/a	n/a
2011	Mar 27, 2012	$744M	$217M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.8B	2.1%	$1.3B	13.2%	4	6	0	0

Relationships

Registered with (9)

← ERIK ANSON LEIGHTONAdvisorregistration: current employment
Jun 5, 2017 to presentfactForm ADV
← ROBYN D. SHELLEYAdvisorregistration: current employment
Feb 15, 2006 to presentfactForm ADV
← LAURA MAXWELL PERRYAdvisorregistration: current employment
Jul 1, 2005 to presentfactForm ADV
← KEITH LAWRENCE SHADRICKAdvisorregistration: current employment
Apr 1, 1999 to presentfactForm ADV
← Benjamin Randall CloudAdvisorregistration: previous registration
Sep 21, 2022 to Oct 10, 2025factForm ADV
← DAWN ELLEN MORLEYAdvisorregistration: previous registration
Dec 12, 2012 to Jun 2, 2025factForm ADV
← Matthew Michael FleckAdvisorregistration: previous registration
Jun 3, 2009 to Mar 21, 2019factForm ADV
← Michael ReadyAdvisorregistration: previous registration
Jun 24, 2014 to Oct 2, 2015factForm ADV
← ROBERT MICHAEL FREDRIKSONAdvisorregistration: previous registration
Jun 14, 2005 to Aug 4, 2005factForm ADV

Controls (1)

← SHADRICK, KEITH, LAWRENCEOwnerPRESIDENT, ownership code E, individual
Mar 27, 2012 to Mar 15, 2024factForm ADV

Owns (1)

← PERRY, LAURA, MAXWELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to Mar 15, 2024factForm ADV

Dated events

Occurred
Oct 10, 2025
Advisor changed firm
Benjamin Randall Cloud left Axia Advisory for Goelzer Investment Management (registered 2026-02-18)
Form ADVobserved 6 days ago
Occurred
Jun 2, 2025
Advisor changed firm
Dawn Ellen Morley left Axia Advisory for Total Wealth Planning, Llc (registered 2025-05-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cb28abb-f3f2-0f21-6dd5-cbc4b6aae2f3
First observed: Mar 27, 2012
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AXIA ADVISORY

AXIA ADVISORY, LLC, CRD 107571

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cb28abb-f3f2-0f21-6dd5-cbc4b6aae2f3

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEITH LAWRENCE SHADRICK

n/a

INDIANAPOLIS, IN

n/a

LAURA MAXWELL PERRY

n/a

INDIANAPOLIS, IN

n/a

ROBYN D. SHELLEY

n/a

INDIANAPOLIS, IN

n/a

ERIK ANSON LEIGHTON

n/a

INDIANAPOLIS, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHADRICK, KEITH, LAWRENCE

President

yes

06/1992

Mar 27, 2012

Mar 15, 2024

PERRY, LAURA, MAXWELL

CHIEF COMPLIANCE OFFICER

09/2004

Mar 27, 2012

Mar 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$1.9B

$1.0B

n/a

2024

Mar 18, 2025

$1.8B

$1.1B

n/a

2023

Mar 15, 2024

$1.5B

$986M

n/a

2022

Mar 23, 2023

$1.3B

$798M

n/a

2021

Mar 28, 2022

$1.4B

$703M

n/a

2020

Mar 29, 2021

$1.3B

$621M

n/a

2019

Mar 25, 2020

$1.3B

$541M

n/a

2018

Mar 27, 2019

$1.1B

$448M

n/a

2017

Mar 31, 2018

$1.2B

$478M

n/a

2016

Mar 23, 2017

$1.3B

$866M

n/a

2015

Mar 25, 2016

$1.1B

$822M

n/a

2014

Mar 25, 2015

$1.2B

$624M

n/a

2013

Mar 25, 2014

$1.1B

$377M

n/a

2012

Apr 1, 2013

$790M

$246M

n/a

2011

Mar 27, 2012

$744M

$217M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.8B

2.1%

$1.3B

13.2%