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D•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

D•••••• D••••••

Advisor at K••••••• A•• A••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:eee82e0f-0ad0-fad2-4cda-038e8bb80737

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• A•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• A•• A••••••••• L••	Independent wealth	Mar 10, 2025	n/a	yes	NEW YORK, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 20, 2015	Jun 7, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	K••••••• A•• A••••••••• L••	Jun 7, 2024	Mar 10, 2025	276	Firm change	Wirehouse to RIA
C••••• S••••• S••••••••• •••• L••	U•• F•••••••• S••••••• I•••	Dec 17, 2015

Relationships

Registered with (3)

→ K••••••• A•• A••••••••• L••Registered adviserregistration: current employment
Mar 10, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 20, 2015 to Jun 7, 2024factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Aug 23, 2013 to Dec 17, 2015factForm ADV

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
D•••••• D•••••• left U•• F•••••••• S••••••• I••• for K••••••• A•• A••••••••• L•• (registered 2025-03-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eee82e0f-0ad0-fad2-4cda-038e8bb80737
First observed: Aug 23, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.