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RIA / WealthAdvisor15 years in industry

BRAD JOSEPH LANDRY

Advisor at NORTHWEST ASSET MANAGEMENT

MERCER ISLAND, WA | BLACK DIAMOND, WA

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Search this name across graphsid dfx:ria:eef2f41b-1965-663e-517d-28b6186fe2ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWEST ASSET MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Feb 3, 2011
First registration: Feb 4, 2011
Dual registered: no
IAPD individual key: 5866784

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWEST ASSET MANAGEMENT	Independent wealth	Sep 18, 2017	n/a	yes	BLACK DIAMOND, WA\|MERCER ISLAND, WA	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Aug 17, 2015	Sep 15, 2017	no	BELLEVUE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 30, 2012	Aug 19, 2015	no	MAPLE VALLEY, WA\|BELLEVUE, WA\|MAPLE VALLEY, WA\|COVINGTON, WA\|COVINGTON, WA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 4, 2011	Aug 8, 2012	no	Seattle, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	NORTHWEST ASSET MANAGEMENT	Sep 15, 2017	Sep 18, 2017	3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OPPENHEIMER & CO. INC.	Aug 19, 2015	Aug 17, 2015	-2	Firm change	Other
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 8, 2012	Aug 30, 2012	22	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: current employment
Sep 18, 2017 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Aug 17, 2015 to Sep 15, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 30, 2012 to Aug 19, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 4, 2011 to Aug 8, 2012factForm ADV

Dated events

No dated event names this entity yet.