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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Millicent Maureen Holmes

Advisor at SCHWAB WEALTH ADVISORY, INC.

Westlake, TX

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Search this name across graphsid dfx:ria:eef714c7-b2e4-de77-0570-93a57e4474e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 20, 2002
First registration: Jan 25, 2008
Dual registered: yes, broker-dealer
Other names: MILLICENT MAUREEN JOHN|MILLICENT M. JOHN
IAPD individual key: 2358084

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Sep 25, 2025	n/a	yes	Westlake, TX	Current employment
COMPREHENSIVE PARTNERS, LLC	n/a	Sep 20, 2013	Jun 19, 2019	no	INDIAN CREEK, IL	Previous registration
BRAZOS SECURITIES, INC.	n/a	May 30, 2013	Aug 1, 2013	no	DALLAS, TX	Previous registration
OXFORD FINANCIAL GROUP, LTD	Independent wealth	Jan 20, 2011	Aug 23, 2011	no	CHICAGO, IL	Previous registration
CROWE WEALTH MANAGEMENT, LLC	n/a	Jan 20, 2009	Jan 19, 2011	no	OAK BROOK TERRACE, IL	Previous registration
BROWNSON, REHMUS & FOXWORTH, INC.	Independent wealth	Jan 25, 2008	Apr 15, 2008	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPREHENSIVE PARTNERS, LLC	SCHWAB WEALTH ADVISORY, INC.	Jun 19, 2019	Sep 25, 2025	2,290	Firm change after gap	Other
BRAZOS SECURITIES, INC.	COMPREHENSIVE PARTNERS, LLC	Aug 1, 2013	Sep 20, 2013	50	Firm change	Other
OXFORD FINANCIAL GROUP, LTD	BRAZOS SECURITIES, INC.	Aug 23, 2011	May 30, 2013	646	Firm change after gap	Other
CROWE WEALTH MANAGEMENT, LLC	OXFORD FINANCIAL GROUP, LTD	Jan 19, 2011	Jan 20, 2011	1	Firm change	Other
BROWNSON, REHMUS & FOXWORTH, INC.	CROWE WEALTH MANAGEMENT, LLC	Apr 15, 2008	Jan 20, 2009	280	Firm change	Other

Relationships

Registered with (6)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Sep 25, 2025 to presentfactForm ADV
→ COMPREHENSIVE PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 20, 2013 to Jun 19, 2019factForm ADV
→ BRAZOS SECURITIES, INC.Registered adviserregistration: previous registration
May 30, 2013 to Aug 1, 2013factForm ADV
→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: previous registration
Jan 20, 2011 to Aug 23, 2011factForm ADV
→ CROWE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 20, 2009 to Jan 19, 2011factForm ADV
→ BROWNSON, REHMUS & FOXWORTH, INC.Registered adviserregistration: previous registration
Jan 25, 2008 to Apr 15, 2008factForm ADV

Dated events

No dated event names this entity yet.