RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••••• M•••••• H•••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Sep 25, 2025 · Westlake, Tx
- C••••••••• P•••••••• L•• unclassifiedSep 20, 2013 to Jun 19, 2019 · Indian Creek, Il
- B••••• S••••••••• I••• unclassifiedMay 30, 2013 to Aug 1, 2013 · Dallas, Tx
- O••••• F•••••••• G••••• L•• independent RIAJan 20, 2011 to Aug 23, 2011 · Chicago, Il
- C•••• W••••• M••••••••• L•• unclassifiedJan 20, 2009 to Jan 19, 2011 · Oak Brook Terrace, Il
- B•••••••• R••••• • F•••••••• I••• independent RIAJan 25, 2008 to Apr 15, 2008 · Chicago, Il
- C••••••••• P•••••••• L•• to S••••• W••••• A•••••••• I•••left Jun 19, 2019, registered Sep 25, 2025 (2290 days) · Other
- B••••• S••••••••• I••• to C••••••••• P•••••••• L••left Aug 1, 2013, registered Sep 20, 2013 (50 days) · Other
- O••••• F•••••••• G••••• L•• to B••••• S••••••••• I•••left Aug 23, 2011, registered May 30, 2013 (646 days) · Other
- C•••• W••••• M••••••••• L•• to O••••• F•••••••• G••••• L••left Jan 19, 2011, registered Jan 20, 2011 (1 days) · Other
- B•••••••• R••••• • F•••••••• I••• to C•••• W••••• M••••••••• L••left Apr 15, 2008, registered Jan 20, 2009 (280 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address