DFX Intelligence

M•••••• E••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)21 years in industry

M•••••• E••• P••••••

Advisor at L••••• C•••••• W••••• P•••••••• L••

ROGERS, AR

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Search this name across graphsid dfx:ria:eef74bb1-6178-4732-4645-abb918823e50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C•••••• W••••• P•••••••• L••	Independent wealth	Mar 1, 2023	n/a	yes	ROGERS, AR	Current employment
A••••• W••••• M•••••••••	Independent wealth	Sep 18, 2012	Mar 20, 2023	no	BENTONVILLE, AR\|BENTONVILLE, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M•••••••••	L••••• C•••••• W••••• P•••••••• L••	Mar 20, 2023	Mar 1, 2023	-19	Firm change	RIA to RIA
F•••••••• M••••••••• I•••	A••••• W••••• M•••••••••	Oct 3, 2012	Sep 18, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
42057:291960:AR:2023-03-20	Mar 20, 2023	Mar 1, 2023	BENTONVILLE, AR	Firm change

Relationships

Registered with (6)

→ L••••• C•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Mar 1, 2023 to presentfactForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 18, 2012 to Mar 20, 2023factForm ADV
→ F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2010 to Oct 3, 2012factForm ADV
→ F•••••••• A••••••• G•••• L•••••

Dated events

Occurred
Mar 20, 2023
Advisor changed firm
M•••••• E••• P•••••• left A••••• W••••• M••••••••• for L••••• C•••••• W••••• P•••••••• L•• (registered 2023-03-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eef74bb1-6178-4732-4645-abb918823e50
First observed: Apr 19, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.