DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

PATRICK J DELAHUNTY

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eef7d932-832c-26b6-cdde-85a375959163

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 6, 2005
First registration: Jan 7, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4857605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 16, 2015	n/a	yes	BOSTON, MA	Current employment
BARCLAYS CAPITAL INC.	Former SEC adviser	Jun 11, 2012	Jun 25, 2015	no	BOSTON, MA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	May 15, 2012	no	BOSTON, MA\|Boston, MA	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Mar 5, 2008	Oct 1, 2008	no	BOSTON, MA	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jan 7, 2005	Feb 22, 2008	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARCLAYS CAPITAL INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 25, 2015	Jun 16, 2015	-9	Firm change	Other
J.P. MORGAN SECURITIES LLC	BARCLAYS CAPITAL INC.	May 15, 2012	Jun 11, 2012	27	Firm change	Other
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
ALLIANCEBERNSTEIN L.P.	J.P. MORGAN SECURITIES INC.	Feb 22, 2008	Mar 5, 2008	12	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19714:7691:MA:2015-06-25	Jun 25, 2015	Jun 16, 2015	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jun 16, 2015 to presentfactForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jun 11, 2012 to Jun 25, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Mar 5, 2008 to Oct 1, 2008factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jan 7, 2005 to Feb 22, 2008factForm ADV

Dated events

No dated event names this entity yet.